Compliance

We worry about compliance...so you don't have to.

Compliance

With 20+ years of financial industry experience AdvisorNet understands the "world of compliance" far better than other web development companies.

Each AdvisorNet contains over 300 pages of content that has been reviewed and approved by compliance departments of some of the largest MFDA and IIROC dealerships in Canada.

Upon request, all website and e-newsletter updates are automatically submitted to an advisor's HO compliance department for review and approval.

All website and e-newsletter approval records are maintained in the AdvisorNet Client Management System and can be provided to any financial advisor should any MFDA or IIROC personnel request documentation.

The BOTTOM LINE is that we are passionate about compliance because it's not just your business on the line - it's ours too.